We Custody Your Assets:

Keeping things secure, dynamic, and accessible.

We're Apex Clearing Corporation, ("Apex'') a wholly owned subsidiary of Apex Fintech Solutions, the custody and clearing engine that holds your account, processes your transactions, and delivers your statements and assists in keeping your assets safe.

You can think of Apex as a committed team working behind the scenes to help ensure a smooth investor experience with frictionless access to your investments.

Rest assured, we take our role very seriously. Apex works with some of the most popular trading apps and fintech companies, handling several million transactions each day. Apex Clearing Corporation is registered with the SEC and are members of FINRA and SIPC.*

What Apex Does:

• Transaction processing for your assets.
• Manage the clearing process.
• You may occasionally see our name in connection with your cash transactions, trade confirmations, statements, and tax documents.
• Help your financial services provider innovate new ways to improve your investor experience.

What Apex Doesn't Do:

• Place trades**
• Provide Investing advice.
• Provide or oversee the investment-facing apps offered by your financial institution of choice.

Get to know us at ApexFintechSolutions.com.

* Securities in your account are protected up to $500,000. For details, please see www.sipc.com.
** We may provide trade execution services based on client instructions, but we generally do not initiate customer trades except in limited circumstances or regulatory compliance reasons.

Note that If your account does not have sufficient funds to cover the monthly fee, a portion of your securities holdings will be liquidated to cover the cost. Apex reserves the right to liquidate securities, issue certificates for securities, and/or issue a check to the account’s address of record for any remaining account balances. If the balance in the account is not sufficient to satisfy assessed fees, Apex reserves the right to liquidate securities in the account or take any other action available to Apex. Please be advised that you are solely responsible for all tax and other financial implications in this regard.

Disclaimer: Nothing herein shall be misconstrued as a recommendation to buy or sell a security. While we have made every attempt to ensure that the information has been obtained from reliable sources, Apex is not responsible for any errors or omissions, or for the results obtained from the use of this information. All information in this document is provided as is, with no guarantee of completeness, accuracy, timeliness, or of the results obtained due to the use of this information, and without warranty of any kind, express or implied, including but not limited to warranties of performance, merchantability and fitness for a particular purpose. In no event will Apex be liable to you or anyone for any decision made or taken in reliance on the information in this document or for any consequential, special or similar damages, even if advised of the possibility of such damages. Dissemination of this information is prohibited without Apex's written permission.

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